What is the current situation of regulaton contained by the securities bazaar?
I have to write a serious newspaper on this and dont know where to start. Any lend a hand would be appreciated.
Answers: that's about as broad of a quiz as it gets. Go to finra.org, they are a regulator to the souk, see if you can find something there. tba
Which country??
Europe, incuding UK are govern by some\new regulations Called MiFID
Markets in Financial Instruments Directive which come into force 1/11/07
Being European you can imagine what it's approaching!
It covers Best execution, Know your Client, Treating the customer fairly, Money Laundering,etc.etc.
Ihave a small article on http://www.shareworld.co.uk/notices.htp humourously entitled Day of the Mifids. I am looking for comments, experiences from anyone effect.
1st time investing surrounded by stocks.?
Is at hand a agency I can see adjectives the available boundary advice for a stock instead of individual the giant bid and low ask?
What is the forcast on indian stock flea market for the month of motorcade?
Is near a method for me to find the subsequent returns date for a finicky stock?
Is at hand any intention I should NOT attain a Roth IRA?
Answers: that's about as broad of a quiz as it gets. Go to finra.org, they are a regulator to the souk, see if you can find something there. tba
Which country??
Europe, incuding UK are govern by some\new regulations Called MiFID
Markets in Financial Instruments Directive which come into force 1/11/07
Being European you can imagine what it's approaching!
It covers Best execution, Know your Client, Treating the customer fairly, Money Laundering,etc.etc.
Ihave a small article on http://www.shareworld.co.uk/notices.htp humourously entitled Day of the Mifids. I am looking for comments, experiences from anyone effect.