I hold a series 7, what type of job can I apply to so i dont lose the license?
any guidance?, I be thinking going to work at a guard.
Answers:
You hold 24 months to re-affiliate next to an FINRA extremity broker-dealer. Any broker-dealer.
you hold to work at a registered broker/dealer to profess the license. For example, and you would know these if you enjoy a 7...Morgan Stanley, TD Waterhouse, Charles Schwab, etc. If you work for a ridge, they may/may not agree to you aver them. It's a cost by that company to say them and if investments are not your primary responsibility, afterwards they probably won't do it. A few of the big bank that WILL are Chase, Wells Fargo, Wachovia, Countrywide Bank, etc. Investments, unless you are an FA at a mound, will not be your primary business, so simply be prepared. Having a 7 will conspicuously embark on doors for you...of late look around and call upon prospective employer.
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Answers:
You hold 24 months to re-affiliate next to an FINRA extremity broker-dealer. Any broker-dealer.
you hold to work at a registered broker/dealer to profess the license. For example, and you would know these if you enjoy a 7...Morgan Stanley, TD Waterhouse, Charles Schwab, etc. If you work for a ridge, they may/may not agree to you aver them. It's a cost by that company to say them and if investments are not your primary responsibility, afterwards they probably won't do it. A few of the big bank that WILL are Chase, Wells Fargo, Wachovia, Countrywide Bank, etc. Investments, unless you are an FA at a mound, will not be your primary business, so simply be prepared. Having a 7 will conspicuously embark on doors for you...of late look around and call upon prospective employer.